Compliance

This website is designed to provide general information. Please read this important information before proceeding further. The information below explains the legal and regulatory restrictions in relation to this website.

Farber Corporate Finance is a division of Waverley Corporate Financial Services Ltd., and the principals of Farber Corporate Finance are registered as Dealing Representatives through Waverley Corporate Financial Services Ltd. Waverley is a registered Exempt Market Dealer pursuant to National Instrument 31-103 in the Provinces of British Columbia, Alberta, Ontario, and Quebec.

Farber Corporate Finance does not provide or offer services in the United States of America, its territories and possessions, or to any United States persons. The provision of the information in this website is not intended to and does not constitute an offer or solicitation to purchase securities to any person in the United States or to any U.S. person as such term is defined under the Securities Act of 1933, as amended.

This website may not be considered an offer or a solicitation to purchase or sell any particular fund or security. Funds are only available to pre-qualified accredited individuals or institutions and are offered via an Offering Memorandum. No offer or solicitation may be made prior to the delivery of a definitive Offering Memorandum. The information contained herein is provided for informational purposes only, is not complete, and does not contain certain material information about any particular fund, including important disclosures and risk factors associated with an investment in a fund, and is subject to change without notice. The information contained herein does not take into account the particular investment objectives or financial circumstances of any specific person who may view it. Before making an investment in any fund, prospective investors are advised to thoroughly and carefully review each fund’s Offering Memorandum with their financial, legal and tax advisors to determine whether an investment is suitable for them.

Any comments or complaints regarding the Dealing Representatives should be made in writing to the Chief Compliance Officer of Waverley Corporate Financial Services Ltd. at info@waverleycf.com.